Posts by Andrew Borowiec
5 Ways to Stay on Top of Your Career Growth Game
Today’s fast-paced and dynamic world means that opportunities to learn new skills and grow professionally are practically boundless for those who want to seize them. We’ve identified a few key actions to take to ensure that you’re on the right path forward. Consistent Training & Development. Training and development are critical for any professional. It…
Read MoreTraining isn’t just important to a company, it is vital.
Although there are many categories of training, employees with cross-departmental skills are an important asset to any organization. But what does training and development, mean to your organization? Training presents a prime opportunity to expand the knowledge base of all employees, but many employers in the current climate find development opportunities expensive. Employees attending training…
Read More4 Common Myths About Developing your Skills and Knowledge
A lot of misinformation floats around the internet and through workplaces about what professional development entails and what employees should expect from their employers in terms of support, benefits, and total compensation. Below, we dispel five common myths. Myth #1 Broadening your skills will be easy. Professional development takes time and energy. Finding a course…
Read MoreDon’t Get Left Behind: Why It’s Critical to Engage in Professional Development
Within financial services, investors are demanding that the financial professionals with whom they work have the latest information at their fingertips and are up to date on all the latest tools and changes in the regulatory landscape. This means that financial professionals who don’t seek ongoing training and development are being left behind as their…
Read MoreWhat can SEC examinations teach me about third party due diligence?
IMDDA hosted a webinar “How Understanding SEC Examinations Can Inform the Due Diligence Process”. We’ve pulled a few of the key takeaways from the presentation to form a series of tips you can apply right away. Reviewing Examination Summary Letters & Responses Your optimal situation here is to have a copy of both the original…
Read MoreRegulatory requirements for cybersecurity diligence investment managers
We all know cybersecurity is a huge hot topic in investment manager due diligence. But do you know what elements of your cybersecurity diligence are required by law, which are fiduciary duties and which are best practice? IMDDA hosted an on-line workshop featuring expert guidance on all 3 areas that you can listen to right away. Or,…
Read MorePutting together a hedge fund due diligence questionnaire
IMDDA hosted a webinar “Case Studies of Hedge Fund Failures and Lessons to be Learned” which is available to listen to in full now. Our guest Rajiv Jaitly leveraged his experiences from high profile case studies and 18+ years of specialist experience in hedge fund investigations to reveal how he’d structure a hedge fund operational due diligence investigation. Here…
Read MoreCrypto funds, hedge funds, and where to start
“Our firm is starting to look at Crypto funds and hedge funds and I don’t know where to start.” Next in our Ask an Expert series, we guide you through the due diligence process for cryptocurrency funds. Cryptocurrency funds have a variety of ODD issues that need to be reviewed and understood; some of which…
Read MoreWhat is the AUM threshold for a fund to register with the SEC?
You asked and we answered. For our first blog in our Ask an Expert series: What is the AUM threshold for a SEC registration? It might not be what you think it is. This applies to any fund relying on 3c1 or 3c7. The law is and has been since Dodd Frank that SEC registration is…
Read MoreCan the CDDA program improve your due diligence audit?
In this article, we’ll introduce you to the CDDA program and explore how it can be beneficial for your career and your ability to improve your due diligence audit. We’ll also take a look at the program’s unique content verification process that allows it to claim to be the gold standard in the industry. This…
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