Due Diligence Background Investigations

People are often the key asset behind any investment strategy or opportunity. Yet, even in the post Madoff era, some investors continue to make decisions on trust alone. Investment frauds of all shapes and sizes make the news every day – so what can you do to mitigate this risk? A thorough background investigation is the most effective and logical step you can take to avoid fraud.

Remember: it’s not what they tell you – it’s what they don’t. Verifying credentials and other biographical information is always a good place to start; but what about undisclosed business interests, lawsuits, indications of financial stress? There is a so much public record information and intelligence available in the US and across the globe – investors need to take advantage of the growing industry that is connecting the dots to help identify who investors should avoid.

Learning Objectives

• How to apply the trust but verify philosophy. Preserving your personal relationships while the experts do their job.
• Checking the box vs thinking outside the box. Online background checks offer a false sense of comfort.
• Undisclosed business interests. What other entities has your manager formed – or worse, who is forming entities to look like your manager?
• Not all reference checks are created equal

REGISTER for this free webinar